Vendor Audits

Providing assurance of compliance of your third party vendors

Vendor Audits

Sponsors are responsible for ensuring that any vendor performing pre-clinical studies or activities in a clinical trial complies with applicable regulations and guidance documents.

Assurance can be provided to Sponsors by performing pre-qualification and re-qualification audits conducted by Quality Assurance professionals.

The Knowlogy provides vendor auditing services and has experience auditing across the globe, both remotely and on-site.

Audit Expertise

  • Phase I Unit

    Pharmacy

    Data Management

    Laboratory

    Archiving

  • Central Labs

    Safety Labs

    Method Validation (ICH, FDA)

    PK/PD Bioanalytical

    Biomarkers

    Immunoassay

    Flow Cytometry

    PCR

  • Pre-clinical

    Toxicology

    Pharmacology

    Bioanalytical

    Flow Cytometry

    PCR

    Biomarkers

    Method Validation

    Histopathology

    Statistics

    Archives

  • Computer system validation

    Change control

    LIMS

    Laboratory systems

    Electronic Quality Management Systems

  • CAP/CLIA

    ISO 9001

    ISO 17025

    ISO 15189

    ISO 10993

Our Process

Initial enquiry for a vendor audit. We will confirm requirements,timeline expectations and if The Knowlogy SOPs or Client SOPs are to be followed. A quote will be provided for approval.

Audit Request & Agreement


During the preparation phase, a pre-audit call with applicable personnel is held to confirm the audit objectives, criteria, scope and areas of concern or focus points.

An audit plan, agenda, and document request list are prepared for client review before being shared with the auditee.

During this time, contact with the auditee to arrange dates and logistics will be made.

Audit Planning


The conduct of the audit.

If critical observation or key objectives of the audit cannot be met the client will be informed immediately.

A summary of observations will be provided within 24hours of audit completion.

Audit Execution


Audit Reporting

An audit report will be provided within 15 working days.

The Knowlogy will provide either

Summary Report

  • Executive summary

  • List of documents and records reviewed

  • Non-compliances

Full Report

  • Executive summary

  • List of documents and records reviewed

  • Non-compliances

  • Description of the organisation and key processes

An Audit Certificate is provided for all audits.


Audit Follow-up

If required The Knowlogy can follow-up any reponses to actionable non-conformances by the Vendor.